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Securities
5 exams · run by FINRA and NASAA
SIE
Securities Industry Essentials. The entry exam to the industry, no sponsorship needed. Every securities career starts here.
Question bank1,600+ original questions
Simulations75 Q · 105 min · real weighting
Also insideFlashcards · labs · study plan
Series 63
Uniform Securities Agent State Law.
Exam fee$147
SponsorNot needed to sit it
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Series 65
Uniform Investment Adviser Law.
Questions130 scored
Exam fee$187
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Series 66
Uniform Combined State Law. The 63 and 65 in one sitting.
Questions100 scored
Exam fee$177
About this exam →
Rollout order: the 66 next, then the 63 and 65. No launch dates until we can keep them. Exam facts checked on finra.org and nasaa.org in August 2026.
After securities
More licensed industries are on the roadmap.
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